Barton v. Brown
145 U.S. 335, 35 L. Ed. 727 (1892) Note
[145 U.S. 335, 335]
ELIZABETH BARTON, Appt.,
SAMUEL S. BROWN, et al., Claimants of the Steam Tug "Corsair"
(See "The Corsair" S. C. Reporter's ed. 335-348)
Ship and owner cannot be joined in the same libel defective libel against owners libel in rem for damages for loss of life injuries before death.
1. Under the admiralty rules the ship and owner cannot be joined in the same libel, except in possessory suits.
[35 L. Ed. 727]
2. A libel against the owners of a vessel in personam to recover damages for negligence causing death is defective if it fails to aver that the defendants were the owners of the vessel at the time of the accident.
3. The district court has no power to entertain a libel in rem for damages incurred by loss of life, where by the local law a right of action survives to the administrator or relatives of the deceased, but no lien is expressly created by the Act.
4. The court expresses no opinion whether a libel in rem will lie for injuries suffered by the deceased before her death, a right of action for which passes to the immediate relatives, under the Louisiana statute, since there is no proper averment in the libel to show that such damages were suffered.
Submitted April 26, 1892, Decided May 16, 1892.
APPEAL from a decree of the Circuit Court of the United States, for the Eastern District of Louisiana, dismissing a libel for damages sustained by the death, of Ella Barton against the steam tug Corsair, and her owners.
Statement by Mr. Justice Brown:
This was an appeal from a decree of the Circuit Court dismissing a libel for damages sustained by the death of Ella Barton, against the steam tug Corsair and her owners. Suit was begun on April 5, 1888, by the filing of a libel by Edward S. Barton and Elizabeth Barton, his wife, against the steam tug Corsair upon two distinct causes of action, viz: one for damages for the pains and sufferings endured by Ella Barton, a daughter of the said Elizabeth Barton, in a collision caused by the said tug Corsair, on which the said Ella Barton was at the time a passenger, running at full speed into the right bank of the Mississippi river, on the 14th of April, 1887, at a point about ten miles above Algiers, (which is opposite to the city of New Orleans) In consequence of which said tug filled with water and sank in ten minutes. The other cause of action was for damages sustained by the said Elizabeth Barton in the loss of the life of her said daughter, alleged to have been caused by the negligence of the officers and crew of the tug.
The right to bring this, libel was alleged to have accrued under Article 2315 of the Civil Code of Louisiana, as amended in 1884, which reads as follows:
"Article 2315. Every act whatever, of man, that causes damage to another obliges him by whose fault it happened, to repair it; the right of this action shall survive, in case of death, in favor of the minor children or widow of the deceased, or either of them, and in default of these, in favor of the surviving father and [145 U.S. 335, 337] mother, or either of them, for the space of one year from the death. The survivors above mentioned may also recover the damages sustained by them by the death of the parent, or child, or husband, or wife, as the case may be."
By virtue of an attachment issued upon this libel, the vessel was arrested April 5, 1888, and was released upon a stipulation given by Samuel S. Brown and Harry Brown, by their duly authorized agent, "claimants and owners of the steam tug Corsair." Upon the same day they filed their claim as owners, averring that "no other person have any interest therein," and subsequently filed exceptions to the libel upon the ground that it set forth no cause of action cognizable by proceedings in rem in admiralty. Upon the hearing of these exceptions, the court, "considering that no action in rem lies in this case," "ordered that the exception be sustained to the extent of releasing the tug Corsair from the seizure made under the admiralty warrant issued in the cause, the court being of the opinion that the statute of Louisiana creates no lien upon the vessel." It was "further ordered that libelants be allowed to amend their pleadings and proceed in personam against the owners of the vessel within ten days if they see fit." On the following day an amendment libel was filed against Samuel S. Brown and Harry Brown in personam as "owners of the steam tug Corsair," adopting and reiterating all the allegations contained in the original libel, and praying for a citation against the owners and for an attachment, in case they should not be found, against their goods and chattels, credits and effects wherever found.
Process of arrest and attachment, in the form provided for by admiralty rule 2, was allowed by the district judge, and returned served by the marshal, by seizing and taking into his possession the steam tug Corsair, and placing a keeper in charge, and taking another bond from W. H. Brown & Sons, with a surety, conditioned that if "said owners of the tug Corsair, William H. Brown & Sons. Samuel S. Brown, and Harry Brown, shall abide by all orders," etc. On the same day a claim was filed by Samuel S. Brown and Harry Brown as [145 U.S. 335, 338] sole owners of the tug Corsair, etc. Exceptions were filed to the amended libel by the claimants upon the ground that process had not been served upon them; that a warrant of arrest ought not to have issued under admiralty rule 7, without affidavit or other proper proof showing the propriety thereof; that proceedings in rem and in personam could not be joined in the same libel; that "there was no power in the court to allow the libelants to change this suit from a suit in rem to a suit in personam; and that the cause of action was barred by the prescription of one year according to the law of the State.
[35 L. Ed. 728]
subjecting the owners to liability, whereas the action under the original libel sprang from the general liability of ships arrested as offending things under the admiralty law; that the amendment introduced a new party, and since, at the time of the amendment being made, more than a year had elapsed," the exception was allowed and the suit dismissed.
Mr. Richard DeGray, for appellant:
The decree of the Circuit Court was erroneous, in that, it did not maintain the seizure of the tug Corsair in the proceeding in rem for the sufferings, fright and shock endured by said Etta Barton during her lifetime while a passenger on board of said tug, and hold, that the right of action in rem to recover therefor passed by subrogation under the Code of Louisiana to libellants.
The Moses Taylor, 71 U. S. 4 Wall. 427 (18: 400); New England M. Ins. Co. v. Dunham, 7 U. S. 11 Wall. 28 (20: 98); The New World v. King, 57 U. S. 16 How. 469 (14: 1019); Earhart v. New Orleans & C. R. Co. , 17 La. Ann. 243.
A proceeding in rem can be amended into a proceeding in personam.
Leathers v. Blessing, 105 U. S. 626 (26:1192); Chamberlain v. Ward, 62 U. S. 21 How. 554 (16: 213); Betts' Adm. Pr. 99; The Charles Morgan, 115 U. S. 69 (29: 316).
Roberts v. The Huntsville, 8 Woods, 386; The Union, 4 Blatchf. 90; The White Squall, 4 Blatchf. 103; The Zenobia, 1 Abb. Adm. 55.
The practice continues substantially the same in the English admiralty to this day.
The St. Johan, 1 Hag. Adm. Rep. 334; 2 Drowne, Civ. & Adm. L. 400; The Triune, 3 Hag. Adm. Rep. 114.
A recovery was had in admiralty in case of death in proceedings in personam in the following cases: The Cephalonia, 29 Fed. Rep. 332: affirmed on appeal 82 Fed. Rep. 112; Hrebrik v. Carr, 29 Fed. Rep. 298.
Messrs.. Joseph P. Hornor and Guy N. Hornor, for appellee:
Mr. Justice Brown delivered the opinion of the court:
This was a libel in rem against the tug Corsair, by the mother of one Ella Barton, to recover for the loss of her life in a collision alleged to have been occasioned by, the negligence of those in charge of the tug. Exceptions to this libel were sustained, upon the ground that a suit in rem would not lie for injuries resulting in death; but leave was given to amend by proceeding in personam against, the owners of the tug. Exceptions were also filed to the amended libel upon the ground that the amendment introduced a new party to the suit, and, as against such party, the year had elapsed within which, under the law, the action must be brought.
1. The decree of dismissal so far as it operated upon the amended libel, was proper for two reasons: First, the amendment to the original libel by introducing the owners of the tug as parties defendant was in violation of admiralty rule 15, providing that "in all suits for damages by collision, the libelant may proceed against the ship and master, or against the ship alone, or against the master or owner alone in personam." These rules, from 12 to 20 [145 U.S. 335, 342] inclusive, were intended to prescribe a remedy appropriate to each class of cases in admiralty, allowing in certain cases a joinder of ship and freight, or ship and master, or alternative actions against the ship, master, or owner alone. In no case, however, under these rules, except in possessory suits, can the ship and owner be joined in the same libel, though perhaps they may be in cases not falling within the rules. These rules were adopted in pursuance of an Act of Congress of August 23, 1842, (5 Stat. at L. 516,) authorizing this court, amongst other things, to prescribe "the forms and modes of proceedings to obtain relief" in suits in admiralty, and have always been regarded as having the force of law. They are little more than a recognition and formulation of the previous practice of courts of admiralty in this country and in England; They have come before this court in several instances, and have always been treated as obligatory. Thus, In Newell v. Norton, 70 U. S. 3 Wall. 257, [18: 271], the District Court, in accordance with the prayer of the libel, issued process in rem against; the vessel for a collision, and citations in personam; against the master, owner, and pilot. On exceptions being filed for misjoinder, the court ruled that an action against the owner and pilot could not be joined with the proceeding in rem, and that the libelant must elect which remedy he would pursue; and, he having elected to proceed in rem against the steamboat and in personam against the master, the libel was dismissed as to the owners and pilot, and sustained as against the steamboat and master. The allowance of this amendment was held by this court to be proper, Judge Grier observing, however, that the objection that a libel in rem against a vessel and in personam against the "owner" cannot be joined was properly overruled. The word "owner" here is evidently a misprint for "master," as appears from the syllabus and statement of the case on page 259. Rule 19, prescribing the mode of proceeding in cases of salvage, was discussed by Justice Clifford In the case of The Sabine, 101 U. S. 348 [28: 982], in which be said that there was no authority for holding that salvors may proceed against the ship and cargo in rem and in personam against the consignees of the cargo, in the same libel, as the rule gave only an alternative remedy in rem against the property [145 U.S. 335, 343] saved, or in personam against the party at whose request or for whose benefit the service had been performed. He found there was no well considered authority which gave any countenance to the theory that the two modes of proceeding in rem against the ship and cargo, and in personam against the owners of the same, might be joined in the same libel, citing The Bos-
[35 L. Ed. 729]
ton, 1 Sumn. 238, and The Hope, 3 C. Rob. 215. He spoke of the nineteenth rule as "expressed throughout in the disjunctive form, and plainly requires the action, if against the property saved or the proceeds thereof, to be in rem, the alternative clause clearly referring to a case where the property saved has been sold, and the proceeds of the sale have been deposited in the registry of the court."
A like construction has uniformly been given to this rule by the circuit and district courts. The Richard Deane, 2 Ben. 111 (Mr Justice Blatchford); The Zodiac, 5 Fed. Rep. 220, 223, (Judge Choate) ; Atlantic Mut. Ins. Co. v. Alexandre, 16 Fed. Rep. 279, (Judge Brown); The Young America, Brown's Adm.; 462. Judge Longyear's citations in the last case intimate that a similar practice prevailed in England, at least until the adoption of the Judicature Act. 2 Conkling, Adm. 43; 2 Parsons, Shipping & Admiralty, 378.
Second. If the so-called amended libel be considered as an independent libel against the owners in personam, then it is clearly defective in failing to aver that the respondents were the owners of the tug at the time of the accident.
2. An important question arises in connection with the dismissal of the original libel, which has never been squarely presented to this court before; and that is as to the power of the District Court to entertain a libel in rem for damages incurred by loss of life, where by the local law a right of action survives to the administrator or relatives of the deceased, but no lien is expressly created by the Act. A similar question arose in the case of Ex parte Gordon, 104 U. S. 515 [26: 814], where a writ of prohibition was applied for to enjoin the prosecution of an action in rem for loss of life, but the writ was denied upon the ground that the liability was within the jurisdiction of the District Court to decide, and any error it [145 U.S. 335, 344] might commit in this particular could only be corrected by appeal. Subsequently in the case of The Harrisburg, 119 U. S. 199 [30: 358], it was held that in the absence of an Act of Congress or a state statute giving a right of action therefor, a suit in admiralty could not be maintained to recover damages for, the death of a human being, caused by negligence. This was a mere application to the court of admiralty of a principle which had been announced by this court as applicable to courts of common law in the Mobile Life Ins. Co. v. Brame, 95 U. S. 754 [24: 580]. The Harrisburg was a Pennsylvania vessel, and the collision occurred in the waters of Massachusetts, both of which states gave a remedy by civil action, with a proviso that such, action should be brought within one year after the death; and while the question of the right to sue in rem for the recovery of such damages when an action at law had been given therefor by the state statute, was presented in that case, it was not decided, since the suit was not begun until nearly five years after the death, and the case went off upon that ground.
Prior to this decision a number of libels both in rem and in personam had been brought for loss of life in the courts of different districts, and, as a rule, the liability was held to exist, but the question whether such liability should be enforced in rem or in personam does not seem to have been discussed, except in the cases of The Sylvan Glen, 9 Fed. Rep. 335, and The Manhasset, 18 Fed. Rep. 918, on one of which Judge Benedict, and in the other Judge Hughes, held, that, while the state statute created a right it did not create a lien, and that a libel in rem could not be maintained. Since the decision in The Harrisburg case, that no libel can lie, except where a right to sue is given by a local statute, the question has been presented only in the case of Welsh v. The North Cambria, 40 Fed. Rep. 655, in which Judge Butler adopted the views expressed in The Sylvan Glen and The Manhasset. In The Oregon, 45 Fed. Rep. 62, a lien was given by the state statute and was enforced in the admiralty.
A similar question under Lord Campbell's Act allowing damages to be recovered "whensoever the death of a person shall be caused by wrongful act, neglect, or default," [145 U.S. 335, 345] has been the subject of much discussion in the courts of England. By the Admiralty Court Act of 1861, § 7, jurisdiction was given to the High Court of Admiralty over "any claim for damage done by any ship," and by § 85 "the jurisdiction conferred by this Act on the High Court of Admiralty may be exercised either by proceedings in rem or by proceedings in personam." Giving a construction to these provisions, it was held by Sir Robert Phillimore in 1867, in The Sylph, L. R. 2 Ad. & Ec. 24, that personal injuries were included by the words "damage done by a ship," and 'that proceedings in rem might be taken for damages occasioned by such injuries. In the subsequent case of The Guldfaxe, L. R. 2 Ad. & Ec. 325, the same rule was applied to a suit for damages instituted by the personal representatives of a seaman who had been killed in a collision. This was subsequently affirmed in The Explorer, L. R. 8 Ad. & Ec. 289, decided in 1870. 'The same question came before the Court of Queen's Bench upon an application for a writ of prohibition in the case of Smith v. Brown, L. R. 6 Q. B. 729, in 1871, wherein it was held that the word "damage" did not include loss of life and personal injury, and that the Admiralty Court Act conferred no jurisdiction upon the High Court of Admiralty to entertain a suit under Lord Campbell's Act. The judgment of the court in this case was delivered by Lord Chief Justice Cockburn, and concurred in with some doubt by Mr. Justice Blackburn. Notwithstanding this prohibition, however, the Court of Admiralty continued to assume jurisdiction of actions in rem brought by the personal representatives of a deceased person. This appears from the case of The Franconia,, L. R. (2 Prob. Div. 163,) Sir Robert Phillimore being of the opinion that he was bound by the case of The Beta, L. R. 2 P. C. 447, in which the judicial committee of the Privy Council had held that the word "damage" referred to injuries to the person as well as to property. On appeal to the Court of Appeals, his judgment was affirmed by a
[35 L. Ed. 730]
divided court. The question was again raised before the Admiralty Division of the High. Court of Justice, in the case of The Vera Cruz, L. H. 9 Prob. Div. 88, in [145 U.S. 335, 346] which Mr. Justice Butt did not discuss the question, but held, in deference to the previous decisions of Dr. Phillimore, that an action in rem would lie by the widow and administratrix of the master of a British schooner against the Vera Cruz and that the plaintiff should recover a moiety of the damage she had sustained, both vessels being adjudged to be in fault. On appeal the Court of Appeals, L. R. 9 Prob. Div. 96, held that it was not bound by its former decision by a divided court in the case of The Franconia and reversed the judgment of the Admiralty Division. The case was again appealed to the House of Lords, and the judgment of the court below was affirmed. L. R. 10. App. Cas. 59. Lord Chancellor Selborne in delivering the opinion held that the 85th section of the Admiralty Court Act above cited showed that "while an option to proceed in rem or in personam is given as to the jurisdiction conferred by the Act, yet from the very nature of such an option every case provided for by the Act is regarded as a proper ease for a proceeding in rem; and accordingly the appellant, considering that the 7th section brought cases under Lord Campbell's Act within the purview of the admiralty jurisdiction, justly upon that hypothesis held it to mean such actions as were capable of being brought by a proceeding like the present in rem; and if the action cannot be so brought, then I apprehend it will follow e converso that the 7th section does not extend to this description of claim." "No one can say," said he, "that Lord Campbell's Act relates expressly to claims for damage done by ships; and this section in the Act of 1861 relates to that and to nothing else.
* * * Every word of that legislation" (Lord Campbell's 'Act) "being as it appears to me, legislation for the general case, and not for particular injury by ships, points to a common law action, points to a personal liability, and a personal right to recover, and is absolutely at variance with the notion of a proceeding in rem." Lord Watson concurring, said: "I entertain no doubt that a right of action such as is given by Lord Campbell's Act in a case like the present is not a claim for damage; done by a ship within the meaning of the 7th section of the Admiralty Court Act, 1861."
[145 U.S. 335, 347] This is the last expression of the highest court of England upon the question of proceeding in rem under Lord Campbell's Act, and must be regarded as settling the law of that country that such jurisdiction is not conferred. That, notwithstanding this, an action in personam will lie in the admiralty division is evident from the case of The Bernina, L. R. 11 Prob. Div. 31, in which the admiralty took cognizance of the case, and upon appeal to the Court of Appeals, L. H. 12 Prob. Div. 58, and subsequently to the House of Lords, L. H. 13 App. Cas. 1, the jurisdiction was sustained, a trial by jury being now permitted in that court; although the main question discussed was as to the principle involved in the case of Thorogood v. Bryan, 8 C. B. 115, which was overruled. While these cases turn upon the construction of the English acts, the courts have been guided in such construction by principles which are of general application both in this country and in England.
A maritime lien is said by writers upon maritime law to be the foundation of every proceeding in rem in the admiralty. In much the larger class of cases, the lien is given by the general admiralty law, but in other instances, such for example as insurance, pilotage, wharfage, and materials furnished in the home port of the vessel the lien is given, if at all, by the local law. As we are to look, then, to the local law in this instance for the right to take cognizance of this class of cases, we are bound to inquire whether the local law gives a lien upon the offending thing. If it merely gives a right of action in personam for a cause of action of a maritime nature, the District Court may administer the law by proceedings in personam, as was done with a claim for half pilotage dues under the law of New York, in the case of Ex parte McNiel, 80 U. S. 13 Wall. 237 [20 :624], but unless a lien be given by the local law, there is no lien to enforce by proceedings in rem in the court of Admiralty.
The Louisiana Act declares, in substance, that, the right of action for every act, of negligence, which causes damage to another, shall survive, in case of death, in favor of the minor children or widow of the deceased, and in default of these, in favor of the surviving father and mother, and that such survivors may also recover [145 U.S. 335, 348] the damages sustained by them by the death of the parent, child, husband or wife. Evidently nothing more is here contemplated than an ordinary action according to the course of the law as it is administered in Louisiana. There is no intimation of a lien or privilege upon the offending thing, which, as we have already held, is necessary to give a court of admiralty jurisdiction to proceed in rem.
3. We do not find it necessary to express an opinion whether a libel in rem will lie for injuries suffered, by the deceased before her death, a right of action for which passes to the immediate relatives under the Louisiana statute, since there is no proper averment in the libel to show that such damages were suffered. It is true that the seventh paragraph alleges that from the time the "tug struck the bank of the river to the time she sunk," (about ten minutes), "and the said Ella Barton was drowned, she, said Ella Barton, suffered great mental and physical pains and shock, and endured the tortures and agonies of death." But there is no averment from which we can gather that these pains and sufferings were not substantially contemporaneous with her death and inseparable as matter of law from it. Kearney v. Boston & W. R. R. Corp. , 9 Cush. 108; Hollenbeck v. Berkshire R. Co. , 9 Cush. 478; Kennedy v. Standard Sugar Refinery, 125 Mass. 90; Moran v. Hollings, 125 Mass. 93. Had she suffered bodily wounds and bruises, from the result of which she lingered and
[35 L. Ed. 731]
ultimately died, It is possible that her sufferings during, her illness would give a separate cause of action ; but the very fact that she died by drowning indicates that her sufferings must have been brief, and, in law, a mere incident to her death. Her fright for a few minutes is too unsubstantial a basis for a separate estimation of damages.
The decree of the court below is, therefore, affirmed.
[35 L. Ed. 732]
Note As to high seas, meaning of, see note to United States v. Wiltberger, 5:37.
As to what places the jurisdiction of admiralty is confined, see note to Allen v. Newberry, 16:110.
As to jurisdiction of state and United States courts, as to territory and offenses; ebb and flow of tide, as to criminal and civil jurisdiction, see notes to United States v. Bevans, 4:404, and The Thomas Jefferson, 6:358.
As to conclusiveness of judgments in admiralty; when may be re-examined, see note to Williams v. Armroyd, 3: 392.